Case Result: United States Vs Bothra – $450M Acquittal
Our federal criminal defense team helped secure a victory in the United States vs. Bothra case, equaling a $450M Acquittal. Here’s how they..
Wound care audits of health care practitioners have been on the rise in recent years. There are several reasons for this, including high costs, compliance risks, patient safety concerns and more. Both regulators and payers are closely watching payment submissions for audit possibilities.
Let’s examine wound care audits in more detail, including what health care practitioners need to know:
UPIC, ZPIC and OIG audits are based on suspected fraud and are the most worrisome of all the audits for health care professionals. When these audits are conducted the auditor has a suspicion of fraud based on the volume of claims, the types of claims, the stratification of claims demonstrating outliers, etc.
RAC and SMRC audits can lead to fraud-based audits but generally are not focused on fraud or the suspicion of fraud. UPIC, ZPIC, and OIG audits in particular are far more worrisome and require outside assistance. However, all audits are severe and pose a risk to the provider.
The severity of the audit often dictates the need for a more sophisticated response. Healthcare professionals though should respond quickly to ALL audits by including the requested information.
The initial record request for RAC, CERT and SMRC audits should be thoroughly reviewed to develop an understanding of why the records were requested before they are submitted. Don’t assume everything was done correctly when reviewing your records. Avoid internal biases by closely looking at the quality of records, compliance with National and Local Coverage Determinations (NCDs and LCDs), and billing/coding practices. Reviewing such details can help prevent benign audits from evolving into a more aggressive investigation.
Additionally, adhere to all deadlines, especially if an appeal is required. Be sure to seek legal counsel if the dollar amount outlined in the appeal is significant or you are in a high-risk practice.
UPIC, ZPIC and OIG audits require a more aggressive approach, and legal counsel should be contacted before responding to these audits. Remember the audit is being conducted because CMS and its contractors’ suspect fraud. Legal counsel should be retained before submitting any records. An independent privileged audit of the requested records may need to be conducted as well before submitting records.
All audits except an OIG audit start with a request for records and a determination by the contractor. Following the initial determination there are five levels of appeal:
OIG audits are often a precursor to a criminal investigation and are not appealable in the same way a CMS audit is. In this situation, OIG and DOJ employees often take a practice’s records without asking, signaling a serious situation. The OIG audit generally follows criminal procedural processes.
The general practice of wound care using biologics or synthetic skin substitutes is considered to be one of the most common areas where health care fraud or abuse occurs. In 2025 CMS conducted a self-review, with the results revealing exponential growth in biologics and skin substitutes. This led to CMS officials placing more focus on the actions of wound care providers.
The first step for a provider to survive a UPIC, ZPIC or OIG audit is to ensure you are properly maintaining your records and following both national and local coverage determinations.
The reimbursement rate of the growing field of biologic or synthetic skin substitutes is extremely high, which is why CMS places all wound care providers using these products at high-risk. Knowing you are on the high-risk list makes it extremely important to follow the proper processes:
Understanding how CMS and its contractors pursue wound care audits is essential for protecting your practice, avoiding crippling clawbacks, and ensuring your Medicare credentials remain intact. At Chapman Law Group, we defend providers nationwide in UPIC, ZPIC, OIG, and other audit investigations. With decades of experience in health care defense and a dedicated focus on wound care compliance, our attorneys know how to challenge audit findings, coordinate expert reviews, and build strong appeals. If you are under audit or concerned about potential exposure, call us today. Our team is ready to protect your rights, safeguard your license, and keep your practice open.
Individuals depicted or heard in the foregoing media appearance or images may no longer be current attorneys, employees, members or affiliates with Chapman & Associates, PC or The Chapman Law Group (the “Firm”), including Ronald W. Chapman, II who is no longer affiliated with the Firm. For a current listing of the attorneys and services available with the Chapman Law Group, please see https://chapmanlawgroup.com/team.
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Ronald W. Chapman Sr., M.P.A., LL.M.
Founding Shareholder
President & CEO
Complex Healthcare Fraud, Qui Tam,
Uninsured Physician Matters, Compliance
All Offices – Main Office Sarasota
6841 Energy Court
Sarasota, FL 34240
Phone: (941) 893-3449
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